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ROC Guide

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Registrar of Companies (ROC) – Simplified Guide

The Registrar of Companies (ROC) operates under the Ministry of Corporate Affairs (MCA) and is responsible for managing companies and Limited Liability Partnerships (LLPs) in India.

ROCs are present across major states and Union Territories. Some states like Tamil Nadu and Maharashtra have multiple ROC offices, while certain ROCs handle more than one region.

Under the Companies Act, ROCs are mainly responsible for registering companies and LLPs and ensuring they follow legal requirements. They also oversee compliance under the LLP Act, 2008.

Key Responsibilities of ROC

  • Handles the incorporation (registration) of companies in India
  • Regulates company operations and ensures proper reporting
  • Maintains official records of registered companies
  • Allows public access to company information for a fee
  • Issues the Certificate of Incorporation, which legally proves a company exists
  • Can request additional information, inspect records, and even take legal action if required
  • Has authority to initiate winding up of a company

Every company must be approved by the ROC before it can legally operate.

ROC Jurisdiction

Companies must register with the ROC that governs the area where their main office is located. All future filings and compliance must also be done with the same ROC.

Company Registration Process

A company cannot start on its own—it needs a Certificate of Incorporation from the ROC.

To obtain this, promoters must submit key documents such as:

  • Memorandum of Association (MoA)
  • Articles of Association (AoA)
  • Agreements for appointing directors
  • Declaration confirming compliance with legal requirements

Once verified, the ROC registers the company and issues the incorporation certificate. Public companies must also obtain a certificate of commencement before starting business.

When ROC Can Reject Registration

  • The company name is inappropriate or already taken
  • The objectives mentioned in the MoA are unlawful

ROC’s Role After Company Registration

The ROC continues to be involved even after a company is formed. Any major changes such as:

  • Company name
  • Business objectives
  • Registered office

must be reported to the ROC after completing required procedures.

Filing Resolutions

Companies must file resolutions with the ROC within 30 days of being passed.

  • Appointment of directors
  • Issue of prospectus
  • Appointment of agents
  • Winding up decisions

Failure to comply can lead to penalties.

Filing Annual Forms

Companies must regularly submit forms to remain compliant. These include:

  • Annual returns
  • Financial statements
  • Director KYC
  • Share capital audit reports
  • Deposit returns

Late filing results in heavy penalties.

ROC Filing Fees

Nominal Share CapitalFee Applicable
Less than ₹1,00,000₹200 per document
₹1,00,000 – ₹4,99,999₹300 per document
₹5,00,000 – ₹24,99,999₹400 per document
₹25,00,000 – ₹99,99,999₹500 per document
₹1 crore or more₹600 per document

Additional Service Fees

  • File inspection → ₹100
  • Charge inspection → ₹100
  • Certificate of incorporation → ₹100
  • Certified copies → ₹25 per page
Check ROC Services

Final Note

The ROC plays a crucial role in ensuring transparency, legal compliance, and smooth functioning of companies in India. From incorporation to ongoing compliance, businesses must stay aligned with ROC regulations at every stage.

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